draft-marques-asqav-compliance-receipts
Compliance Profile of Signed Action Receipts for AI Agents
This document defines a multi-jurisdiction compliance profile of the
signed action receipt format used by AI agents to record machine-
readable evidence of access-control decisions. The profile binds
receipt fields to two regulatory surfaces: the European Union
obligations of Articles 12 and 26 of Regulation (EU) 2024/1689 (the
EU AI Act) and Article 17 of Regulation (EU) 2022/2554 (DORA), and
the United States obligations of the NIST Artificial Intelligence
Risk Management Framework, the Colorado Artificial Intelligence Act
(SB 24-205), the Texas Responsible AI Governance Act (HB 149), the
New York Department of Financial Services Cybersecurity Regulation
(23 NYCRR Part 500), the HIPAA Security Rule (45 CFR Part 164,
Subpart C), SEC Rule 17a-4 (17 CFR 240.17a-4), and the Cyber Incident
Reporting for Critical Infrastructure Act of 2022 (CIRCIA). It does
not redefine the wire format, the canonicalization transformation, or
the signing algorithms of the underlying receipt format; it narrows
the set of values to which the canonicalization rule is applied
(IEEE-754 floating-point numbers MUST NOT appear in digest-covered
fields) and tightens a small number of pre-existing wire surfaces
under this revision (see
Appendix "draft-marques-asqav-compliance-receipts-04"). It tightens
a subset of the OPTIONAL fields to REQUIRED, imposes a retention
floor, requires at least one timestamping anchor (RFC 3161 or
OpenTimestamps; both RECOMMENDED), and adds three extension fields.
The third, counterparty_binding, is added in this revision to provide
cryptographic cross-agent byte-equality evidence under a compromised
intermediary.